Our range of specialised financial services
Operational Due Diligence
Our methodology is based on the following stages:
Review of procedures and organisation: analysing these elements is an essential preparatory step in identifying potential risk areas. We draw on our experience and observed best practice. Site visit: We meet with members of the organisation selected during the organisational review to assess the quality of execution of the various processes based on actual findings. This step is essential to go beyond a standardised approach in the form of a questionnaire. Interviews with service providers: The organisation of a management company depends on a number of service providers. Where this relationship is significant and likely to give rise to risk, we analyse these services. Analysis and reporting: Our analysis and final report include an assessment of the management company against best practice (relative findings). They also include an analysis of the application of regulatory requirements and residual operational risks (absolute findings). Follow-up: Depending on your needs, we can provide a regular review of developments in the systems and risks identified in our report.
Advisory
In a constantly evolving industry, asset managers and financial product distributors face complex challenges. We offer cutting-edge expertise and tailored support to help our clients become more efficient.. Risk Management: We help you evaluate and manage your risk monitoring systems. Our in-depth analyses enable you to strengthen them by aligning them with industry best practice. Compliance: In an increasingly demanding regulatory environment, we ensure that your activities comply with European standards. From integrating regulatory changes to implementing enhanced controls, we secure your operations while maintaining your agility.. Operational process optimisation: We analyse your operational processes to identify inefficiencies and propose optimisation strategies tailored to your specific needs. The aim is to streamline your operations, reduce costs and improve the quality of service you provide to your customers. Information systems expertise: Information systems are at the heart of modern operations. Our experienced team can help you evaluate, select and optimise your technology tools to effectively support your operational and strategic objectives..
Independent expertise
We can help you analyse your products in detail both before and during investment. Valuation of complex instruments: For derivatives, structured products or illiquid instruments, we provide an independent valuation based on our financial modelling tools and our understanding of the liquidity of the underlying markets. Investment opportunities: We offer in-depth analysis of the world of investment funds (traditional and alternative management), bonds and structured products. Our mission is to provide a rigorous, independent assessment of the financial, legal and profitability aspects of an investment. Risk analysis: For a portfolio of instruments or a specific instrument, we provide risk analysis to illustrate its behaviour in different historical or simulated situations. Issuer or manager obligations: We will analyse your product documentation to check that it complies with the obligations of the issuer or manager of the product and that it is being properly fulfilled. Negotiation support: Whether in a commercial negotiation situation or in the event of a dispute, we provide technical assistance on the operation of the financial instruments concerned and the regulatory obligations of the parties.
Get in touch with us
Ready to secure the management of your investment products? Contact us today to find out how we can help!